Regulatory disclosures and important documents

This page brings together Shubhika’s official registration information, service disclosures, grievance process and documents that clients and prospective clients may need to review.

Registered Entity Details

Services Offered

Shubhika provides the following services within its applicable registrations, permissions and agreed client engagements:

• •Mutual Fund Distribution across 20+ leading Asset Management Companies (AMCs)
• •Systematic Investment Plan (SIP) setup, execution and lifecycle tracking
• •Direct Customer Relationship & portfolio review assistance
• •Digital transaction, KYC and mobile application account services

The exact scope, deliverables and limitations are communicated before an engagement begins. Nothing on this website should be understood as a promise of returns or an assurance that a financial outcome will be achieved.

Fees and Charges

Fees depend on the approved service and scope of work. Before a client proceeds, Shubhika provides the applicable fee, billing frequency, taxes and relevant terms through [proposal / client agreement / approved fee schedule].

If Shubhika follows a distribution or commission model, this section must be replaced with an accurate disclosure of compensation and conflicts.

Important Risk Information

Investments in securities markets are subject to market risks. The value of investments may rise or fall, and past performance does not guarantee future results. Any illustration, estimate or projection is based on assumptions and may differ from actual outcomes.

Clients should read all relevant offer documents, product information, costs, risks and terms carefully before making a decision. Shubhika does not guarantee returns and does not promise that any goal or projection will be achieved.

Conflicts and Affiliations

Shubhika Investments Pvt. Ltd. operates as an AMFI-registered mutual fund distributor (ARN-123109). We earn distribution commissions from Asset Management Companies (AMCs) for mutual fund schemes distributed through our platform, as per regulatory limits prescribed by SEBI and AMFI. All scheme-related transaction details, expense ratios, and commission disclosures are made transparently available to investors.

Use of Technology and AI

Shubhika Investments utilizes digital platforms, secure portfolio management software, and technological tools for order routing, client communication, and transaction administration. All client guidance is governed by experienced human distribution professionals with strict regulatory oversight and data confidentiality.

If you have a concern or complaint

Step 1: Contact Shubhika

Please first write to the designated grievance contact with your name, contact details, client reference if available, a clear description of the concern and supporting documents that are safe and relevant to share.

• Grievance contact: Grievance Redressal Cell, Shubhika Investments Pvt. Ltd.
• Designation: Compliance & Investor Relations Officer
• Email: shubhikainvestments@gmail.com
• Phone: +91 8239944995 (Mon - Sat: 10 AM - 6 PM)
• Address: 3rd Floor, 52, Gopalpura Bypass Road, New Aatish Market, Mansarovar, Jaipur.
• Acknowledgement timeline: Within 48 working hours; Resolution within 30 business days.

Step 2: Escalation

If the concern is not resolved to your satisfaction, use the escalation route applicable to Shubhika’s verified regulatory category.

• SCORES: https://scores.sebi.gov.in/
• Designated body / IAASB: [Approved details, if applicable]
• Online dispute resolution: [Approved link and wording]
• SEBI investor helpline: [Approved number or official link]

Monthly Complaint Status

Use the latest prescribed categories, notes, calculation method and publication timeline supplied by Shubhika’s compliance adviser.

Policies and Documents

• Privacy Policy →
• Terms of Use — [link]
• Fee Schedule — [link]
• Investor Charter — [link]
• MITC — [link]
• Complaint Form — [link]
• Other applicable regulatory document — [link]